Documentation and records for demonstrating compliance during an audit – checklist As part of your organization’s compliance program, you should have procedures and records in place to demonstrate compliance during an audit. This checklist can help you ensure that you have the documentation and records needed to show compliance with applicable laws and regulations. 

• Management should maintain records documenting the organization’s operations.
• Documentation and records demonstrating the results of product or service quality audits.
• Documentation and records demonstrating the results of process or production audits.
• Management should maintain records documenting the organization’s compliance with applicable laws and regulations.